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ISACA Advanced in AI Security Management (AAISM) - AAISM Exam Questions

QUESTION NO: 1
Which of the following is the MOST effective action an organization can take to address data security risk when using generative AI features in an application?

A. Establish policies and awareness training for acceptable use of AI B. Establish guidelines and best practices with third parties for intellectual property ownership C. Require opt-out provisions for data usage in service agreements D. Rely on the AI provider's independent third-party audit reports for assurance

Correct Answer: C

QUESTION NO: 2
Which AI data management technique involves creating validation and test data?

A. Training B. Annotating C. Splitting D. Learning

Correct Answer: C

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QUESTION NO: 3
When using AI as part of incident response, which of the following BEST ensures the automation aligns with regulatory and governance obligations?

A. Use deep learning models to autonomously classify all incidents B. Implement a tiered automation strategy where severity ratings inform the need for human oversight C. Apply anomaly detection models to filter incoming threats and automate containment D. Train the AI incident response platform to mirror legacy response workflows and log containment

Correct Answer: B

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QUESTION NO: 4
What BEST protects trade secrets related to AI technologies during their life cycle?

A. Watermarking AI output B. Enforcing trademark rights C. Patenting AI algorithms and data D. Restricting access to sensitive data

Correct Answer: D

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QUESTION NO: 5
Which of the following security framework elements BEST helps to safeguard the integrity of outputs generated by AI algorithms?

A. Management is prepared to disclose AI system architecture to stakeholders B. Risk exposure due to bias in AI outputs is kept within an acceptable range C. Ethical standards are incorporated into security awareness programs D. Responsibility is defined for legal actions related to AI regulatory requirements

Correct Answer: B

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QUESTION NO: 6
A post-incident investigation finds that an AI-powered anti-money laundering system inadvertently allowed suspicious transactions because certain risk signals were disabled to reduce false positives. Which of the following governance failures does this BEST demonstrate?

A. Lack of sufficient computing resources for the AI system B. Insufficient model validation and change control processes C. Excessive reliance on external consultants for model design D. Absence of metrics and dashboards for analysts

Correct Answer: B

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QUESTION NO: 7
Which of the following would BEST validate automated business processes enabled by the introduction of AI technology?

A. Aligning with core principles for disclosure of information B. Conducting periodic reviews of business process integrity C. Complying with regulations to ensure public trust D. Ensuring human-in-the-loop oversight

Correct Answer: D

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QUESTION NO: 8
Which of the following is the MOST important consideration when an organization is adopting generative AI for personalized advertising?

A. Regulatory risk B. Fraud risk C. Commercial risk D. Reputational risk

Correct Answer: A

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QUESTION NO: 9
Which of the following BEST describes the role of transparency in AI?

A. Explaining the AI system in an understandable and logical way so reasons for decisions can be given B. Persuading someone that the AI tool in use is beneficial and operates as expected C. Talking through a decision tree to better understand how the algorithm made each of its choices D. Publishing AI mechanisms, data sources, and decision-making processes while making them openly available

Correct Answer: A

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QUESTION NO: 10
During training, the PRIMARY security benefit of using synthetic data derived from real records is:

A. higher processing efficiencies. B. faster convergence. C. reduced inference latency. D. lowered re-identification risk.

Correct Answer: D

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QUESTION NO: 11
After implementing generative AI tools, an organization was notified of new critical compliance requirements aimed at verifying how AI is being used. Which of the following should be done FIRST?

A. Define access control rules. B. Schedule regular compliance reviews. C. Create a policy for responsible use. D. Develop a report of control compliance.

Correct Answer: C

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QUESTION NO: 12
Which of the following BEST describes the role of model cards in AI solutions?

A. They help developers create synthetic data and train AI models B. They are used to automatically fine-tune AI models by adjusting hyperparameters based on user feedback C. They are primarily used to visualize the performance of AI models D. They provide a standardized way to document the training data and AI model use cases

Correct Answer: D

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