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ISACA Advanced in AI Audit - AAIA Exam Questions

QUESTION NO: 1
An organization plans to implement an AI search and chatbot solution provided by an external vendor. Which of the following is MOST important for an IS auditor to confirm?

A. Whether the solution is tied to a bilingual evaluation understudy (BLEU) metric B. Whether the organization or the vendor has the test plan for the solution C. Whether the solution effectively enables web integration D. Whether the vendor can provide an independent third-party attestation

Correct Answer: D

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QUESTION NO: 2
Which of the following is MOST important to consider when evaluating ethical risk related to data used for training an AI model?

A. Sensitivity and origin of training data B. Ability to generate diverse outputs C. Cleaning and validation methods for training data D. Frequency of model updates

Correct Answer: A

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QUESTION NO: 3
A car rental company is developing an AI system to dynamically adjust rental pricing based on demand, location, and customer profiles. Which of the following is the MOST important reason to conduct specific testing during development?

A. To confirm that the AI system can handle high volumes of customer queries B. To ensure the system integrates seamlessly with legacy booking platforms C. To ensure the model's pricing logic aligns with business strategy D. To verify that pricing decisions do not result in discriminatory outcomes

Correct Answer: D

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QUESTION NO: 4
Which of the following sampling strategies would MOST likely involve the use of AI?

A. Statistical B. Judgmental C. Systematic D. Adaptive

Correct Answer: D

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QUESTION NO: 5
An organization wants to reduce the risk of over-reliance ("automation bias") among employees using an AI decision-support tool. Which control is MOST effective?

A. Reducing the number of users with access to the tool B. Removing the AI tool entirely C. Increasing the frequency of model retraining D. Training employees to critically evaluate AI recommendations and providing confidence scores or supporting rationale alongside outputs

Correct Answer: D

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QUESTION NO: 6
An insurance organization deployed an AI tool for assigning customer risk levels. An IS auditor discovers that the learning algorithm is vulnerable to adversarial attacks. Which of the following is the BEST course of action?

A. Assess the response time to the attacks. B. Review the speed of learning adaptation. C. Evaluate the number of system logs maintained. D. Validate the process for handling manipulated inputs.

Correct Answer: D

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QUESTION NO: 7
Which of the following is the MOST significant benefit of performing frequent AI model testing and retraining?

A. Ensuring the model is updated with current data B. Ensuring model scalability C. Assessing the impact of attacks D. Removing unnecessary model features

Correct Answer: A

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QUESTION NO: 8
Which use case for an AI model to be used by a food delivery service would pose ethical risk to the organization?

A. Basing driver retention and termination decisions on the number of delivered orders per total hours worked as compared to an industry benchmark B. Using customer service metrics for service speed and food quality to predict customer retention and forecast revenue C. Comparing total food preparation and delivery time to an industry benchmark to set key performance and risk indicators for individual restaurants D. Correlating time, cost, delivery distance, and customer satisfaction metrics to issue coupons to customers receiving substandard service

Correct Answer: A

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QUESTION NO: 9
An organization deploys a complex AI model to support credit risk assessments. Stakeholders find the model's output difficult to interpret. Which of the following BEST improves interpretability?

A. Training stakeholders to interpret AI outputs B. Implementing a rule-based system to validate the AI model's decisions C. Developing documentation and visual tools explaining how the model generates outputs D. Reducing the model's complexity

Correct Answer: C

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QUESTION NO: 10
An IS auditor notes that the combined number of records in the training, validation, and testing sets exceeds the total number of records in the original data set. What is the GREATEST risk?

A. The validation dataset is larger than the training set. B. The datasets were created in the incorrect order. C. Data leakage occurred from overlapping records. D. A sufficient number of records were not used in training.

Correct Answer: C

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QUESTION NO: 11
Which of the following BEST enables an AI model to solve complex problems involving the analysis of large volumes of unstructured data?

A. Support vector machines (SVM) B. Natural language processing (NLP) C. Deep learning D. Reinforcement learning (RL)

Correct Answer: C

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QUESTION NO: 12
An organization seeks to sustain effective AI governance and risk management amid rapidly evolving AI technologies. Which of the following represents the MOST effective course of action?

A. Integrate continuous AI training into security awareness programs. B. Provide role-specific AI training to technical staff. C. Conduct comprehensive AI training for senior management. D. Outsource AI training to external vendors.

Correct Answer: A

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QUESTION NO: 13
Which of the following is MOST important to consider when deciding whether to implement an AI solution?

A. The space required for AI hardware B. The speed of AI implementation C. The cost of AI implementation D. The ethical implications of AI

Correct Answer: D

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QUESTION NO: 14
An insurance company uses an AI model to set premium rates. To align with AI-related policies on fairness, which of the following is the FIRST course of action?

A. Reviewing AI model training data to identify potential biases B. Allowing customers to contest premium rates provided by the AI model C. Training alternate AI models and comparing biases with the primary model D. Modifying the AI model's training dataset to address potential biases

Correct Answer: A

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QUESTION NO: 15
A bank is deploying an AI model trained on customer transactions in a multi-cloud environment.
Which of the following BEST supports regulatory compliance regarding data security and privacy?

A. Data residency and sovereignty controls B. Data governance framework C. Privacy by design D. Data protection impact assessment (DPIA)

Correct Answer: A

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