CSI Canadian Securities Course Exam 1 - CSC1 Exam Questions
QUESTION NO: 1
An investor wants to gain exposure to the Canadian stock market with minimal risk exposure. What is the test financial instrument for this investor?
An investor wants to gain exposure to the Canadian stock market with minimal risk exposure. What is the test financial instrument for this investor?
Correct Answer: C
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QUESTION NO: 2
Assume the Government of Canada issues new fixed-incomesecurities with an original term to maturity sixmonthsthat does not pay interest, which type of fixed-income securities were issued?
Assume the Government of Canada issues new fixed-incomesecurities with an original term to maturity sixmonthsthat does not pay interest, which type of fixed-income securities were issued?
Correct Answer: C
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QUESTION NO: 3
Which investment dealer category do discount brokers belong to?
Which investment dealer category do discount brokers belong to?
Correct Answer: C
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QUESTION NO: 4
What bestdescribes the liability of limited partners in a limited partnership?
What bestdescribes the liability of limited partners in a limited partnership?
Correct Answer: C
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QUESTION NO: 5
Which activity performed bythe Bank of Canada reflects role as the fiscal agent for the federal government?
Which activity performed bythe Bank of Canada reflects role as the fiscal agent for the federal government?
Correct Answer: A
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QUESTION NO: 6
According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?
According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?
Correct Answer: A
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QUESTION NO: 7
Which type of bond offers the investor a choice of interest payments in either of two currencies?
Which type of bond offers the investor a choice of interest payments in either of two currencies?
Correct Answer: A
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QUESTION NO: 8
Which group is generally considered aprimary derivative dealer in the over-the-counter markets?
Which group is generally considered aprimary derivative dealer in the over-the-counter markets?
Correct Answer: C
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QUESTION NO: 9
Why does thefederalgovernment borrow from the capital markets?
Why does thefederalgovernment borrow from the capital markets?
Correct Answer: C
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QUESTION NO: 10
What is theImpact from a security price increase on the investorholding a long margin position?
What is theImpact from a security price increase on the investorholding a long margin position?
Correct Answer: D
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